Showing 3157 to 3168 of 4703 results for
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- Material Changes3157. UCL – Change to Senior Officer – Breno Polli May 31, 2017
- Material Changes3158. GML – Change to Board of Directors – Peter Clarke, Teresa White, Sharon Christopher, Brian Copeland, A. Nicholas Sabga May 29, 2017
- Material Changes3159. GML – Change to Senior Officer – Larry Jerome May 29, 2017
- Material Changes3160. AHL – Change to Senior Officer – Bernadette Sammy May 29, 2017
- Material Changes3161. AL – Change to Senior Officer – Bernadette Sammy May 29, 2017
- Material Changes3162. FCIB-Changes to Senior Officer – Douglas Williamson May 24, 2017
- Material Changes3163. CMBL – Change to Board of Directors – Danielle Rampersad May 24, 2017
- Material Changes3164. CTTL – Change of Senior Officer – Danielle Rampersad May 24, 2017
- Material Changes3165. PTSC – Change to Board of Directors – Bhushan Singh May 24, 2017
- Material Changes3166. PTSC – Change to Board of Directors – Cecil Gittens May 24, 2017
- Annual Reports3167. Annual Report 2016 May 23, 2017
- Material Changes3168. NGL – Approval of Additional Public Offering May 23, 2017
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.