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- Material Changes3325. SIJL – Change to Senior Officer – Richard Fraser January 20, 2017
- Material Changes3326. SIJL – Change to Senior Officer – Mrs. Julie Thompson-James January 16, 2017
- Material Changes3327. TCL – Notice of Change and Variation to Takeover Bid January 16, 2017
- Material Changes3328. FCAM – Changes to Board of Directors – C. Williams, J. Mc Farlane, I. Omardeen, T. Garcia January 13, 2017
- Material Changes3329. FCAM – Changes to Board of Directors – J. Toney, N. Pariag, F. Lue Ping Wa, S. Romano-Davis January 13, 2017
- Material Changes3330. GKC – Changes to Senior Officers – K. Chin Quee Akin G. Moss-Solomon M. Ranglin D. Dodd R. Daley January 13, 2017
- Orders3331. Order re: Appointment of Hearing Panel and a Pre-Hearing Conference Panel January 13, 2017
- Delisting and Deregistration Orders3332. Order re: Deregistration of Life Settlement Funds Limited January 12, 2017
- Material Changes3333. TCL – Take Over Bid January 12, 2017
- Material Changes3334. FCIB – Changes to Senior Officer – Mr. Anthony Seeraj January 12, 2017
- Material Changes3335. JMMBGL – Change of Senior Officers – Archibald Campbell January 11, 2017
- Weekly Bulletin3336. TTSE Weekly Bulletin 6th January 2017 January 9, 2017
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.