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- Material Changes3349. UCL – Change to Board of Directors – Mark Beepath May 31, 2017
- Material Changes3350. UCL – Change to Senior Officer – Breno Polli May 31, 2017
- Material Changes3351. GML – Change to Board of Directors – Peter Clarke, Teresa White, Sharon Christopher, Brian Copeland, A. Nicholas Sabga May 29, 2017
- Material Changes3352. GML – Change to Senior Officer – Larry Jerome May 29, 2017
- Material Changes3353. AHL – Change to Senior Officer – Bernadette Sammy May 29, 2017
- Material Changes3354. AL – Change to Senior Officer – Bernadette Sammy May 29, 2017
- Material Changes3355. FCIB-Changes to Senior Officer – Douglas Williamson May 24, 2017
- Material Changes3356. CMBL – Change to Board of Directors – Danielle Rampersad May 24, 2017
- Material Changes3357. CTTL – Change of Senior Officer – Danielle Rampersad May 24, 2017
- Material Changes3358. PTSC – Change to Board of Directors – Bhushan Singh May 24, 2017
- Material Changes3359. PTSC – Change to Board of Directors – Cecil Gittens May 24, 2017
- Annual Reports3360. Annual Report 2016 May 23, 2017
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.