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- Material Changes3373. TCL – Change to Board of Directors – ALewis May 4, 2017
- Material Changes3374. NCBFG – Revision of titles of Senior Officers May 4, 2017
- Material Changes3375. SIJL – Change to the Board of Directors – Catherine Welling May 3, 2017
- Material Changes3376. SIJL – Change to the Board of Directors – Peter Slan May 3, 2017
- Material Changes3377. UCL – Change to Senior Officer – Glen Rogers May 3, 2017
- Material Changes3378. AHL – Change to Board of Directors – Krishna Boodhai May 2, 2017
- Weekly Bulletin3379. TTSE Weekly Bulletin 28th April 2017 May 1, 2017
- Material Changes3380. UCL – Change to Senior Officer – Shelly-Ann McKell April 26, 2017
- Material Changes3381. WCO – Change to Board of Directors – Maria Gabriela Rincon April 26, 2017
- Weekly Bulletin3382. TTSE Weekly Bulletin 21st April 2017 April 25, 2017
- Draft Guidelines3383. Concise Statement of Substance and Purpose RE: Repurchase Agreement Guidelines of April, 2012 April 20, 2017
- Guidelines3384. CONCISE STATEMENT OF SUBSTANCE AND PURPOSE RE: The Proposed Amendments to the Repurchase Agreement Guidelines (April 2012) April 19, 2017
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.