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- Registrants' Financial Statements37. Sheppard Securities Limited Audited Financial Statements for the year ended 28 February 2025 February 10, 2026
- Registrants' Financial Statements38. Scotia Investments T and T Audited Financial Statements for the year ended 31 October 2025 February 10, 2026
- Registrants' Financial Statements39. Republic Wealth Management Limited Audited Financial Statements for the year ended 30 September 2025 February 10, 2026
- Registrants' Financial Statements40. RBC Investment Management (Caribbean) Limited Audited Financial Statements for the year ended 31 October 2025 February 10, 2026
- Registrants' Financial Statements41. Murphy Clarke Financial Limited Audited Financial Statements for the year ended 30 June 2025 February 10, 2026
- Registrants' Financial Statements42. Massy Finance GFC Ltd. Audited Financial Statements for the year ended 30 September 2025 February 10, 2026
- Registrants' Financial Statements43. KSBM Asset Management Limited Audited Financial Statements for the year ended 31 March 2025 February 10, 2026
- Registrants' Financial Statements44. KCL Capital Market Brokers Limited Audited Financial Statements for the year ended 30 September 2025 February 10, 2026
- Registrants' Financial Statements45. JMMB Securities (T and T) Limited Audited Financial Statements for the year ended 31st March 2025 February 10, 2026
- Registrants' Financial Statements46. JMMB Investments (T and T) Limited Audited Financial Statements for the year ended 31st March 2025 February 10, 2026
- Registrants' Financial Statements47. FigTree Financial (T and T) Limited Audited Financial Statements for the year ended 31 March 2025 February 10, 2026
- Registrants' Financial Statements48. Capital Markets Elite Group (Trinidad and Tobago) Limited Audited Financial Statements for the year ended 31 May 2025 February 10, 2026
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.