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- Administrative Fines Orders2641. Contravention Order re: KCL Capital Market Brokers Limited $9,000 October 7, 2019
- Material Changes2642. EFCL – Change to Senior Officer – Marisa Maraj October 7, 2019
- Delisting and Deregistration Orders2643. De-listing Order re: Berger Paints Trinidad Limited Shares October 7, 2019
- Material Changes2644. UCL – Change to Senior Officer – Danielle Chow October 3, 2019
- Material Changes2645. SFC – SLI’s acquisition of CLICO and BAICO insurance portfolios October 3, 2019
- Material Changes2646. NCBFG – NCB Capital Markets Ltd sale of stake in Advantage General Insurance Company Ltd October 2, 2019
- Material Changes2647. MHL – Change to Senior Officer – Alberto Rozo October 1, 2019
- Material Changes2648. MHL – Change to Senior Officer – Vaughn Martin October 1, 2019
- Material Changes2649. MHL – Change to Senior Officer – Frere Delmas October 1, 2019
- Material Changes2650. MHL – Change to Board of Directors – Robert Riley October 1, 2019
- Material Changes2651. MHL – Change to Board of Directors – Gary Voss October 1, 2019
- Media Releases2652. TTSEC Launches Educational Investing Game – InvestorQuest TT October 1, 2019