As we come to the end of our AML series, we would like to discuss two final areas: Wire Transfers and Non-Profit Organisations. … Registrants must report large cash transactions and retain records on wire transfers regardless of whether any potential criminal activity is suspected or not. Section 34 of …
The Novel Coronavirus (“COVID-19”) pandemic has caused disruption of varying levels and continues to affect many nations across the globe. This widespread disruption has impacted companies in different ways and has resulted in new and innovative ways to ensure business continuity and in some cases, has caused a negative impact …
Entities that engage in activities specified within the respective legislation that govern the TTSEC and the CBTT are required to be duly registered with the relevant regulator/s. Investment activities that fall under the remit of the TTSEC may be undertaken by: Self-Regulatory Organisations, Broker-Dealers, Investment Advisers, Underwriters, Sponsored Broker-Dealers, Sponsored …
The pervasive nature of Fintech and other digital innovations in the financial sector have the potential to transform the securities industry in Trinidad and Tobago, and enhance our global attractiveness for investment potential. This transformation may improve the efficiency of the market whilst reducing transaction costs and encouraging growth in …
AMCHAM T&T’s Securities Legislation Conference
The TTSEC, the country’s securities market regulator, has partnered with the Trinidad and Tobago Stock Exchange Limited (TTSE) to host an investor education competition for youths of Trinidad and Tobago who are between the ages of 18 to 25 years.
From July 23 to August 24, young people from various secondary schools around Trinidad and Tobago, participated in the Trinidad and Tobago Securities and Exchange Commission’s (TTSEC) first Investor Education Competition for youth between the ages of 14 and 17 years
The Trinidad and Tobago Securities and Exchange Commission (the Commission) has launched a competition for youths between 14 and 17 years old resident in Trinidad and Tobago. This investor education competition, which runs from July 25 to August 24,
On April 23rd 2012, the Trinidad & Tobago Securities & Exchange Commission launched the Repurchase Agreement Guidelines to participants in the securities market.
The Commission wishes to advise that the effective implementation date of the Repurchase Agreement Guidelines is July 23rd 2012.
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