Combating Money Laundering and Terrorist Financing
Governments worldwide continue to intensify their efforts to mitigate the global spread of COVID-19, whilst, criminals and fraudsters have been […]
TTSEC
Broker-Dealers, Investment Advisers, Published Articles
Investment Advisers vs. Broker-Dealers (Part 2)
In a previous article, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) explained the distinct role and function of
COVID-19, Media Releases
RE: Update: Temporary Closure of TTSEC\’s Offices – May 15th
Further to the updated Public Health Regulations 2020 (2019 n-CoV) No. 12, published by the Government of the Republic of
Securities Market Bulletin #5
Despite market volatility mainly due to geopolitical tensions in early 2019, the latter part of the year showed some improvement.
Published Articles
Analysing the Impact of COVID-19 on Mutual Funds
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) is currently monitoring the impact of COVID-19 on the securities market
COVID-19, Media Releases, Notices
Re: Moratorium Extension of Registration – 2nd C-19 Notice to Registrants
SECOND NOTICE TO REGISTRANTS LIMITED COVID-19 FILING MORATORIUM AND EXTENSION OF CERTAIN REGISTRATIONS Pursuant to provisions of the Securities Act
COVID-19, Orders, Other
Order re: COVID-19 Extension
In the Matter of Section 155(1A)(e) and 159(10) of the Securities Act, Chapter 83:02 of the Laws of the Republic
Delisting and Deregistration Orders, Orders
Scotia De-registration Order
In the Matter of an Application for the de-registration of the Scotia Short-Term Fund Inc. as a Reporting Issuer and
Delisting and Deregistration Orders, Orders
De-registration Order – Fortress
In the Matter of an Application for De-registration under Section 71(1) (b) and 159 (10) of the Securities Act, Chap
Delisting and Deregistration Orders, Orders
De-registration Order Caroni 1975
In The Matter of Sections 71(1)(b) and 159(10) of the Securities Act, Chap 83:02 of the Laws of the Republic