Miscellaneous Provisions Act 2020, Miscellaneous Amendments Act 2020
The Securities Act is amended— (a) in section 14, by inserting after subsection (5), the following subsections: Read […]
Acts, Legislation, Legislative Documents
TTSEC
Ensuring Compliance with AML/CFT
In this week’s article the respective roles of the regulator and the registrants in ensuring Anti Money Laundering and Combating
Combating Money Laundering and Terrorist Financing
Governments worldwide continue to intensify their efforts to mitigate the global spread of COVID-19, whilst, criminals and fraudsters have been
Broker-Dealers, Investment Advisers, Published Articles
Investment Advisers vs. Broker-Dealers (Part 2)
In a previous article, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) explained the distinct role and function of
COVID-19, Media Releases
RE: Update: Temporary Closure of TTSEC\’s Offices – May 15th
Further to the updated Public Health Regulations 2020 (2019 n-CoV) No. 12, published by the Government of the Republic of
Securities Market Bulletin #5
Despite market volatility mainly due to geopolitical tensions in early 2019, the latter part of the year showed some improvement.
Published Articles
Analysing the Impact of COVID-19 on Mutual Funds
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) is currently monitoring the impact of COVID-19 on the securities market
COVID-19, Media Releases, Notices
Re: Moratorium Extension of Registration – 2nd C-19 Notice to Registrants
SECOND NOTICE TO REGISTRANTS LIMITED COVID-19 FILING MORATORIUM AND EXTENSION OF CERTAIN REGISTRATIONS Pursuant to provisions of the Securities Act
COVID-19, Orders, Other
Order re: COVID-19 Extension
In the Matter of Section 155(1A)(e) and 159(10) of the Securities Act, Chapter 83:02 of the Laws of the Republic
Delisting and Deregistration Orders, Orders
Scotia De-registration Order
In the Matter of an Application for the de-registration of the Scotia Short-Term Fund Inc. as a Reporting Issuer and