Getting to know the TTSEC
The TTSEC is the primary regulator of the securities industry in Trinidad and Tobago
Investor Articles
TTSEC
Notices
Public Notice in matter of TTSEC vs Lawrence Cole et al
The public is asked to note that in June, 2010 the Trinidad and Tobago Securities and Exchange Commission (TTSEC) initiated action via a statement of case to the High Court against Lawrence Cole, Alpha Savings and Trust Ltd., Flagship Financial Investments Co-operative Society, Safe Holdings and Trust Ltd and Christian Credit union Co-operative Society Ltd
Media Releases
Capital Market Development workshop media release
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) in collaboration with the United States Securities and Exchange Commission (USSEC) held a five day training workshop entitled \’Capital Market Oversight Development in the Caribbean and Latin America\’ at the Trinidad Hilton and Conference Centre from September 26th to 30th 2011.
Notices
Decision in High Court matter re TTSEC vs Lawrence Cole et al
Having investigated complaints from investors regarding the actions of Lawrence Cole, Alpha Savings and Trust Ltd., Flagship Financial Investments Co-operatives the TTSEC has received a judgement in the High Court against the defendants
Investor Articles
World Consumer Rights Day article
Every year on March 15th countries all over the world celebrate World Consumer Rights Day.
Guidelines
Guidelines for Foreign Companies\’ Employee Stock compensation plans
This paper seeks to put forth a proposal to
facilitate the implementation of Employee
Stock Compensation Plans by Multinational Corporations that have operations in Trinidad and Tobago
Investor Articles
On the Money: A guide to Financial Planning (Part 1)
This is the first in a five part series which represents a collaborative effort between the Central Bank's National Financial Literacy Programme and the Trinidad and Tobago Securities and Exchange Commission
Guidelines
Amendment to Policy Guideline 11.1
This is the amendment to Policy Guideline 11.1. All other provisions of the 1998 guideline remain as originally issued.