Order re Appointment of Settlement Pre-Hearing Conference Hearing Panels
In the Matter of Section 21 of the Securities Act, 2012 And In the Matter of the Appointment of a […]
Orders, Other
Published Articles
Smart Contracts and the Capital Markets
The New Year is still in its infancy and this week’s article focuses on an area that can be categorised
Published Articles
Market Manipulation, Insider Trading & Front Running – What you should know.
Happy New Year, Trinidad and Tobago! This week’s article focuses on market manipulation, insider trading and front running. The information
Published Articles
Guidelines for Investing Wisely
It is the end of the year, and you’ve saved just enough to make an investment and support a new
Published Articles
Be vigilant this Christmas -10 ways to tell if you’re being scammed !
With Christmas just around the corner, and with the attendant high levels of consumerism associated with the season, many individuals
Draft Policy Paper – Introduction of Administrative Fines for AML Breaches
The Supervisory Authorities (Trinidad and Tobago Securities and Exchange Commission, Central Bank of Trinidad and Tobago and Financial Intelligence Unit
Published Articles
Mutual Funds and the Christmas Season
Christmas time is almost upon us and while we continue to ensure that we are safeguarded from the COVID-19 pandemic,
Published Articles
How to Avoid Becoming a Victim of Affinity Fraud
Financial fraud can take many forms including Boiler Room scams, Pump and Dump Schemes, Ponzi and Pyramid schemes. Affinity Fraud
Published Articles
Impact of Changes in Interest Rates on Investment
When we hear the term, ‘interest rate’, we immediately think of the annual amount charged on our loans and credit
Published Articles
Indicators of a Viable Investment Opportunity
In this fourth instalment in our five-part series on competent investment management, members of the investing public are reminded that