TTSEC – How We Protect the Investing Public
Over the course of this article series, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) has sought to educate […]
Published Articles
Published Articles
The Role of Compliance and Inspections in Enforcing the Securities Law
The Securities Act, Chapter 83:02 (SA), provides the Trinidad and Tobago Securities and Exchange Commission (TTSEC) with the power to
COVID-19, Notices
Commission\’s Temporary Closure- September 14, 2021
The Commission hereby advises the public that the physical offices of the Commission located at Levels 22-23 Tower D, International
Published Articles
Building Confidence through Enforcement
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) is responsible for the regulation of the local securities industry. There
Published Articles
Importance of Filing and Disclosure
The Trinidad and Tobago Securities and Exchange Commission (TTSEC), as the regulator of the securities industry, utilises various mechanisms in
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Contravention Order re Capital Markets Elite Group (T&T) Limited – $30,100.00 – 31st August 2021
In the Matter of Contraventions of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic
Exemption Orders, Orders
Exemption Order re Nigel Clewett
In the Matter of Section 51(1), 155(A)(c) and 159(10) of the Securities Act, Chapter 83:02 of the Laws of the
Exemption Orders, Orders
Exemption Order re Mondial (Trinidad) Limited
In the Matter of Section 51(1), 155(A)(c) and 159(10) of the Securities Act, Chapter 83:02 of the Laws of the
Exemption Orders, Orders
Exemption Order re Aspire Fund Management
In the Matter of Section 51(1), 155(A)(c) and 159(10) of the Securities Act, Chapter 83:02 of the Laws of the
Published Articles
Protecting the Integrity of the Securities Market
A key responsibility of the Trinidad and Tobago Securities and Exchange Commission (TTSEC), under the Securities Act Chapter 83:02 (SA),Â