Corporate Governance and the Securities Market
Registrants of the Trinidad and Tobago Securities and Exchange Commission (TTSEC) play an important role in the development and stability […]
FOIA Statements
FOIA Statement 2020
PUBLIC STATEMENT OF THE TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION FREEDOM OF INFORMATION ACT 1999 CHAPTER 22:02 (FOIA) In
Published Articles
Building a Culture of Regulatory Compliance (Part 2)
As the regulator for the securities industry, establishing regulatory compliance requires continuous vigilance and resources. Simultaneously, as our regulatory demands
Decisions / Settlements
Settlement Statement to Notice of Settlement
In the Matter of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the
Building a Culture of Regulatory Compliance (Part 1)
Regulatory compliance is essential to the orderly functioning of the securities market. Registrants registered with the Commission should establish effective
Who\’s Who in the Securities Market
Entities that engage in activities specified within the respective legislation that govern the TTSEC and the CBTT are required to
Decisions / Settlements, Uncategorized
Settlement Agreement – Hassan Phillip Rahaman
In the matter of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“the
Notices
Notice of Settlement – FCB IPO Matter
In the Matter of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the
Decisions / Settlements
Settlement Agreement – Imtiaz Azard Rahaman
In the matter of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“the