Annual Report 2011
TTSEC Annual Report 2011
Delisting and Deregistration Orders, Orders
Order re the de-listing of Supreme Ventures Limited
The Trinidad and Tobago Stock Exchange Ltd. is granted an order to de-list Supreme Ventures limited
Guidelines
Sample Compliance Officer Form
An application for the approval of Compliance Officers in reference to the TTSEC\’s AML-CFT guidelines can be submitted via this form.
Events
Launch of AML/CFT and Repo Guidelines
23-Apr-2012 8:00 AM – 23-Apr-2012 4:00 PM Venue: Trinidad Hilton and Conference Centre The Trinidad and Tobago Securities and Exchange
Guidelines
Repurchase Agreement Guidelines 2012
The Commission recognizes the need for the regulation of the Repurchase Agreement Market, not only due to the mandate of the Commission under the Securities Industry Act, 1995 to ensure the orderly development of the capital market, but also as a result of the size of the industry and the potential systemic risks that are posed to the financial system if the market is left unregulated.