In the Matter of Section 45(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and in the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-list the Government of the Republic of Trinidad and Tobago’s TT$1,000 Million, …
In the Matter of Section 45(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and in the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-List the Government of the Republic of Trinidad and Tobago’s TT$600M 15-year …
In the Matter of an Application by Trinidad and Tobago Unit Trust Corporation for an Exemption from Bye-Laws 44 and 82(1) of the Securities (Collective Investment Schemes) Bye-Laws, 2023 and Section 159(10) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago. Order …
In The Matter By-Law 24(2) (c) of the Securities Industry (Take-Over) By-Laws, 2005 (the “Take-Over By-Laws”) and in the Matter of an Application by Sagicor Financial Company Limited for an exemption from the requirements of By-Laws 11 – 16 of the Take-Over By-Laws in respect of a renewal of Sagicor …
In the Matter of Sections 7(1)(n),7(1)(h) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and In the Matter of an Enforcement Moratorium on the Securities (Collective Investment Schemes) Bye-Laws, 2023. Order- CIS Bye-Laws Moratorium
In the Matter of Section 45 (1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited for the de-listing of the Government of the Republic of Trinidad and …
In the Matter of Section 155(1A) (c) and (e) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter for the Removal of Orders from the Commission’s website for late filing and publication of documents that occurred during the period …
In the Matter of the Contravention of Section 64(1)(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By The Home Mortgage Bank Contravention Order – HMB – $1,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Samaan Tree Fund Contravention Order – Samaan Tree Fund – $1,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”) By Mortgage Participation Fund Contravention Order – Mortgage Participation Fund – $1,000.00
