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Contraventions

Category Archives: Orders

Contravention Order – Endeavour Holdings Limited – $1,000.00

In The Matter of a Contravention of Section 64(1)(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Endeavour Holdings Limited   Contravention Order – Endeavour Holdings Limited – $1,000.00

Nicole Bachan •18 Dec 2023Contraventions, Orders

Contravention Order – Capital Markets Elite Group TT Limited – $16,000.00

In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 and By-Law 48(1) of the Securities (General) By-Laws, 2015 of the Laws of the Republic of Trinidad and Tobago By Capital Markets Elite Group (Trinidad and Tobago) Limited   Contravention Order – Capital Markets Elite …

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Nicole Bachan •18 Dec 2023Contraventions, Orders, Orders (Contraventions)

NIF 1200M BOND DELISTING ORDER

In the Matter of Section 45 (1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited for the De-Listing of the National Investment Fund Holding Company Limited’s TT …

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Nicole Bachan •1 Sep 2023Orders

Order re Approval of TTSE Rules 210 and 227

In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited (“the TTSE”) for the amendment of Rule 210 [Bargains Put-Through the Market] and the repeal and replacement of Rule 227 [Closing of Market] of the TTSE Rules   Order re Approval of TTSE Rules 210 and …

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Nicole Bachan •24 Aug 2023Orders

Contravention Order – L.J. Williams- $14,000.00

In The Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By L.J. Williams Limited   Contravention Order – L.J. Williams- $14,000.00

Nicole Bachan •27 Jul 2023Contraventions, Orders, Orders (Contraventions)

Contravention Order re Endeavour Holdings Limited – $1,500

In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Endeavour Holdings Limited   Contravention Order re Endeavour Holdings Limited – $1,500

Nicole Bachan •27 Jul 2023Orders, Orders (Contraventions)

Contravention Order re Endeavour Holdings Limited – $4,400.00

In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Endeavour Holdings Limited   Contravention Order re Endeavour Holdings Limited – $4,400.00

Nicole Bachan •27 Jul 2023Contraventions, Orders, Orders (Contraventions)

Contravention Order re MPC- $124,000.00

In the Matter of the Contravention of Section 64(1)(a) & (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By MPC Caribbean Clean Energy Limited   Contravention Order re MPC- $124,000.00

Nicole Bachan •27 Jul 2023Contraventions, Orders, Orders (Contraventions)

Contravention Order re NCBCMBL – $91,200.00

In the Matter of the Contravention of By-Law 40(1) of the Securities (General) By-Laws, 2015 By NCB Capital Markets (Barbados) Limited   Contravention Order re NCBCMBL – $91,200.00

Nicole Bachan •27 Jul 2023Contraventions, Orders, Orders (Contraventions)

Contravention Order re NIDCO – $1,663,200.00

In the Matter of the Contraventions of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and By-Law 47(c) of the Securities (General) By-Laws 2015 By National Infrastructure Development Company Limited   Contravention Order re NIDCO – $1,663,200.00.docx    

Nicole Bachan •27 Jul 2023Contraventions, Orders, Orders (Contraventions)
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