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- Material Changes1345. WCO – Change to Senior Officer – Diana Gonzalez August 4, 2022
- Material Changes1346. WCO – Change to Senior Officer – Andres Lorenzo August 4, 2022
- Material Changes1347. SPORTT- Changes to Board of Directors- P. Whiteman, R. Pitt July 29, 2022
- Material Changes1348. SPORTT- Changes to Board of Directors- D. Camacho, M. Gordon, M. Daniel July 29, 2022
- Material Changes1349. JMMBTTL – Change to Senior Officer- Lisa-Marie Alexander July 29, 2022
- Material Changes1350. NIFHCL – Appointment of Auditors July 26, 2022
- Material Changes1351. GHL – Change to Senior Officer – Samantha Saugh July 26, 2022
- Material Changes1352. TTUTC – Change to Senior Officer – Dirk Nicholas Smith July 26, 2022
- Registrants' Financial Statements1353. Firstline Securities Limited Audited Financial Statements for the year ended 31st December 2021 July 25, 2022
- Material Changes1354. NGL – Change to Board of Directors- Patrick Ferreira July 21, 2022
- Material Changes1355. FCI – Regulatory approval for sale of assets July 21, 2022
- Registrants' Financial Statements1356. West Indies Stockbrokers Limited Audited Financial Statement for the year ended 31st October 2021 July 21, 2022
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.