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- Orders1417. Order re Appointment of Settlement Pre-Hearing Conference Hearing Panels January 13, 2022
- Material Changes1418. STTSTIF – Change to Senior Officers – Randall Cezair, Damian Jones January 13, 2022
- Material Changes1419. STTGIF -Change to Senior Officers – Randall Cezair, Damian Jones; January 13, 2022
- Material Changes1420. STTFIF – Change to Senior Officers – Randall Cezair, Damian Jones January 13, 2022
- Material Changes1421. SBTT – Change to Senior Officers – Randall Cezair, Damian Jones January 13, 2022
- Published Articles1422. Smart Contracts and the Capital Markets January 12, 2022
- Material Changes1423. PATT – Change to Senior Officers – Trudy Gill-Conlon and Marcia Charles-Elbourne January 5, 2022
- Material Changes1424. SFCL – Change to Board of Directors – Timothy Hodgson and Mahmood Khimji January 5, 2022
- Published Articles1425. Market Manipulation, Insider Trading & Front Running – What you should know. January 5, 2022
- Published Articles1426. Guidelines for Investing Wisely December 29, 2021
- Material Changes1427. GKC – Change to Senior Officer -Kerry-Ann Richards Lincoln December 29, 2021
- Market Newsletter1428. TTSEC Bi-Annual Market Newsletter – Issue #28 December 23, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.