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- Material Changes1561. RFHL – Decision to change name of Insurance Subsidiary October 13, 2021
- Material Changes1562. NFM – Change of Senior Officer – Annalean Inniss October 13, 2021
- Material Changes1563. NEL – Change of Auditor October 13, 2021
- Published Articles1564. Getting started with Investing: Part 3 of 3 – Avoiding Scams October 13, 2021
- Delisting and Deregistration Orders1565. De-Listing Order re GORTT $1,000M 7 Year Bond October 11, 2021
- Delisting and Deregistration Orders1566. De-Listing Order re First Citizens Bank Limited October 11, 2021
- Delisting and Deregistration Orders1567. De-Registration Order re UTC North American Fund October 11, 2021
- Material Changes1568. NFM – Adoption of Company By-Laws October 11, 2021
- Exemption Orders1569. Exemption Order re Bourse Securities Limited October 11, 2021
- Material Changes1570. AGL – Amalgamation of Rosco Petroavance and Process Components October 11, 2021
- Material Changes1571. AGL – Amalgamation of Smith Robertson and Oscar Francois October 11, 2021
- Material Changes1572. AGL – Acquisition of Process Components Limited October 11, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.