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- Material Changes1573. NEL – Change to Financial Year End July 20, 2021
- Material Changes1574. WASA – Interim Executive Arrangements July 19, 2021
- Material Changes1575. WASA – Change to Senior Officer – Ravindra Nanga July 19, 2021
- Published Articles1576. Building a Culture of Compliance July 14, 2021
- Material Changes1577. HMB – Amendment to the Company’s By-Laws July 13, 2021
- Material Changes1578. PHL – Change to Senior Officer – Navin Maharaj July 9, 2021
- Material Changes1579. FIRST- Change in Operations- Updated Branch Hours July 9, 2021
- Material Changes1580. GAMISL – Change to Senior Officer – Janet Skinner July 7, 2021
- Published Articles1581. Your Rights as an Investor Part. 2 July 7, 2021
- Material Changes1582. NCBFG – Change to Board of Directors – Resignation of Adrian Lee-Chin July 5, 2021
- Material Changes1583. FIRST- Approval of corporate restructuring July 2, 2021
- Material Changes1584. FIRST- Re-opening of branches July 2, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.