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- Material Changes1705. TSTT – Change to Senior Officer – Lisa Agard May 25, 2021
- Material Changes1706. AMBL – Change to Senior Officer – Carolyn Fifi May 25, 2021
- Material Changes1707. FCIS – Further changes to branch operations May 24, 2021
- Material Changes1708. PATT – Change to Senior Officers – A, Beharry, D. Jaggernauth, T. Elias, S. Baptiste and E. John May 24, 2021
- COVID-191709. RE: Commission’s Temporary Operational Arrangements – Reminder Notice (003) May 21, 2021
- Material Changes1710. GHL – Issuance of Prospectus by NCBGHL May 19, 2021
- Material Changes1711. CMEGTTL – Appointment of MISC as Service Provider May 19, 2021
- Published Articles1712. What are Derivatives? May 19, 2021
- Material Changes1713. TTUTC – Change to Senior Officer – Nicholas Nanton May 18, 2021
- Material Changes1714. SCIF – Transfer of the Fund’s home jurisdiction from St. Lucia to Barbados May 17, 2021
- Material Changes1715. FCIS – Temporary closure of branch offices May 12, 2021
- Material Changes1716. GKC – Update on Court Proceedings re Annual General Meeting May 12, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.