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- Material Changes2101. HMB – Change to Board of Directors – Ansel Howell April 9, 2020
- Material Changes2102. FIRST – Third change to business operations due to COVID-19 April 9, 2020
- Material Changes2103. TCL – Measures implemented due to COVID-19 pandemic April 9, 2020
- Material Changes2104. PATT – Change to Senior Officer – Lyle E. Alexander April 9, 2020
- Material Changes2105. HMB – Change to Board of Directors – D. Camacho and C. Bijou April 9, 2020
- COVID-192106. Re: Temporary Closure of Offices (Update) April 9, 2020
- Material Changes2107. SPORTT – Change to Senior Office – Jason Williams April 8, 2020
- Published Articles2108. Measures to Protect Investors’ Interests April 8, 2020
- Material Changes2109. RBL – Downgrade of Credit Rating April 7, 2020
- COVID-192110. Order re: Impact of COVID-19 – Submission of Continuous Disclosures April 6, 2020
- Published Articles2111. Handling Investor Complaints April 1, 2020
- Notices2112. Public Notice re Administrative Fines April 1, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.