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- Material Changes2113. FIRST – Adjustment to branch operations June 15, 2020
- Annual Reports2114. Annual Report 2019 June 10, 2020
- Published Articles2115. Raising Capital in the securities market June 10, 2020
- Material Changes2116. PATT – Change to Senior Officers – Ian Thomas and Rabindra Jaggernauth June 10, 2020
- Material Changes2117. HDC – Change to Senior Officer – A. Thomas, D. Selman-Carrington June 9, 2020
- Material Changes2118. TTUTC – Change to Senior Officer – Jonathan Walker June 9, 2020
- Material Changes2119. TTUTC – Change to Senior Officer – Lorraine Kam June 8, 2020
- Material Changes2120. TTUTC – Change to Senior Officer – Dominic Rampersad June 8, 2020
- COVID-192121. TTSEC Notice of Reopening June 5, 2020
- Material Changes2122. FIRST – Adjustment to branch operations June 4, 2020
- Material Changes2123. DFL – Change to Senior Officer – Roger Gomes and Varun Maharaj June 4, 2020
- Notices2124. Notice of Draft Portfolio Manager By-Laws, 2020 June 3, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.