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- Published Articles2125. Customer Due Diligence June 3, 2020
- Statement of Substance and Purpose2126. Re: Statement of Substance and Purpose – Draft By-Laws for Portfolio Manager June 3, 2020
- Material Changes2127. GML – Change to Senior Officer – Winston Singh June 2, 2020
- Material Changes2128. WASA – Change to Senior Officer – Gayle Daniel-Worrell June 2, 2020
- Material Changes2129. FIRST – Adjustment to branch operations June 1, 2020
- Material Changes2130. RFHL – Acquisition of Bank of Nova Scotia’s operations in British Virgin Islands June 1, 2020
- Notices2131. Notice- Draft CIS By-Laws 2020 May 29, 2020
- Material Changes2132. FCIS – Re-opening of Head Office to staff only May 27, 2020
- Material Changes2133. FCIS – Closure of Offices and Subsidiaries May 27, 2020
- Material Changes2134. FCIS – Changes to Business Operations May 27, 2020
- Material Changes2135. AMCL – Change to the Board of Directors – Winston Singh May 27, 2020
- Published Articles2136. Compliance Programmes for the Securities Market May 27, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.