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- Material Changes2389. SBTTGF – Change to Senior Officer – Carlos Escamilla, Omara Bingham October 10, 2019
- Material Changes2390. SBTTIF – Change to Senior Officer – Carlos Escamilla, Omara Bingham October 10, 2019
- Material Changes2391. TTMF – Credit Rating by CariCris October 9, 2019
- Material Changes2392. TSTT – Change to Senior Officer – Shiva Ramnarine October 8, 2019
- Administrative Fines Orders2393. Contravention Order re: KCL Capital Market Brokers Limited $9,000 October 7, 2019
- Material Changes2394. EFCL – Change to Senior Officer – Marisa Maraj October 7, 2019
- Delisting and Deregistration Orders2395. De-listing Order re: Berger Paints Trinidad Limited Shares October 7, 2019
- Material Changes2396. UCL – Change to Senior Officer – Danielle Chow October 3, 2019
- Material Changes2397. SFC – SLI’s acquisition of CLICO and BAICO insurance portfolios October 3, 2019
- Material Changes2398. NCBFG – NCB Capital Markets Ltd sale of stake in Advantage General Insurance Company Ltd October 2, 2019
- Material Changes2399. MHL – Change to Senior Officer – Alberto Rozo October 1, 2019
- Material Changes2400. MHL – Change to Senior Officer – Vaughn Martin October 1, 2019
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.