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- Material Changes469. GML – Change to Senior Officer – Candice Changoor January 8, 2025
- Material Changes470. NCBFG – Change to Board of Directors – Arvinder Bharath January 8, 2025
- Material Changes471. AGL – Change to Board of Directors – Nicholas Sinanan January 8, 2025
- Material Changes472. TCL – Change to Senior Officer – Humberto Gutierrez Prado January 8, 2025
- Orders473. Removal of Orders from the Commission’s Website re March 2020 to June 2021 January 2, 2025
- Administrative Fines Orders474. Contravention Order – HMB – $1,000.00 December 31, 2024
- Administrative Fines Orders475. Contravention Order – Samaan Tree Fund – $1,000.00 December 31, 2024
- Administrative Fines Orders476. Contravention Order – Mortgage Participation Fund – $1,000.00 December 31, 2024
- Administrative Fines Orders477. Contravention Order – HMB – $11,000.00 December 31, 2024
- Administrative Fines Orders478. Contravention Order – Maritime Capital Limited – $1,000.00 December 31, 2024
- Administrative Fines Orders479. Contravention Order – GLOC – $13,000.00 December 31, 2024
- Material Changes480. HDC – Change to Board of Directors – Dr. Joseph Jacob December 31, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.