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Registrants' Financial Statements37. Waterloo Capital Advisors Limited Audited Financial Statements for the year ended 30 September 2025 February 10, 2026
Registrants' Financial Statements38. Sheppard Securities Limited Audited Financial Statements for the year ended 28 February 2025 February 10, 2026
Registrants' Financial Statements39. Scotia Investments T and T Audited Financial Statements for the year ended 31 October 2025 February 10, 2026
Registrants' Financial Statements40. Republic Wealth Management Limited Audited Financial Statements for the year ended 30 September 2025 February 10, 2026
Registrants' Financial Statements41. RBC Investment Management (Caribbean) Limited Audited Financial Statements for the year ended 31 October 2025 February 10, 2026
Registrants' Financial Statements42. Murphy Clarke Financial Limited Audited Financial Statements for the year ended 30 June 2025 February 10, 2026
Registrants' Financial Statements43. Massy Finance GFC Ltd. Audited Financial Statements for the year ended 30 September 2025 February 10, 2026
Registrants' Financial Statements44. KSBM Asset Management Limited Audited Financial Statements for the year ended 31 March 2025 February 10, 2026
Registrants' Financial Statements45. KCL Capital Market Brokers Limited Audited Financial Statements for the year ended 30 September 2025 February 10, 2026
Registrants' Financial Statements46. JMMB Securities (T and T) Limited Audited Financial Statements for the year ended 31st March 2025 February 10, 2026
Registrants' Financial Statements47. JMMB Investments (T and T) Limited Audited Financial Statements for the year ended 31st March 2025 February 10, 2026
Registrants' Financial Statements48. FigTree Financial (T and T) Limited Audited Financial Statements for the year ended 31 March 2025 February 10, 2026

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A time-stamped record of Trinidad and Tobago Securities and Exchange Commission (TTSEC)'s page that functions as a consolidated archive of formal change notices submitted by registrants—supporting transparency and regulatory oversight.

20 January, 2026

NFM – Change to Board of Directors – A. Mohammed, S. Voisin, K. Shaw, J. Salazar, S. Adams, R. Alexander, S. Correia, D. Robinson et al.

20 January, 2026

Seprod – Change to Board of Directors – Christopher Gentles

15 January, 2026

NCBFG – Change to Senior Officer – Dave Garcia

15 January, 2026

NGL – Change to Board of Directors – Dominic Rampersad, Judy Kalloo, Gerald Ramdeen

9 January, 2026

NEL – Change to Board of Directors – David Robinson

8 January, 2026

GKC – Appointment of Senior Officer – Durval Williams

8 January, 2026

FCBL – End of Acting Appointments – Sana Ragbir and Cheryl Ann La Roche

8 January, 2026

FCGFH – End of Acting Appointment – Sana Ragbir

7 January, 2026

PLD – Change to Senior Officer (President Ag.) – Deoraj Mahase

6 January, 2026

PLD – Change to Senior Officer – Deoraj Mahase

6 January, 2026

TSTT – Change to Senior Officer – Gerard Cooper, Robert Pankar

2 January, 2026

TTUTC – Cessation of Business Operations – Keith King Agency

31 December, 2025

AGL – Resignation of Senior Officer – Trudy Ramdath

31 December, 2025

GKC – Notice of Acquisition of Fonterra’s Stake in Dairy Industries Jamaica Limited

30 December, 2025

RFHL- Changes to Board of Directors- V. Pereira, K. Thompson, P. Mohammed, R. Karim, S. Sookram, G. Armorer

30 December, 2025

RFHL- Change to Senior Officer- Idris Fidela Haynes

30 December, 2025

RFHL- Change to Board of Directors- Yashmid Karamath

30 December, 2025

RBL- Change to Board of Directors- Vincent Pereira

30 December, 2025

WASA- Change to Senior Officer- Dain Maharaj

23 December, 2025

SFCL – Change to Organizational Structure

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