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Investor Alerts13. The Financial Intelligence Unit of Trinidad and Tobago (FIUTT) alerts the Public to be aware of “Smishing” August 28, 2024
Securities Market Bulletin14. Securities Market Bulletin #14 February 12, 2026
Registrants' Financial Statements15. West Indies Stockbrokers Limited Audited Financial Statements for the year ended 31 October 2025 February 10, 2026
Registrants' Financial Statements16. Waterloo Capital Advisors Limited Audited Financial Statements for the year ended 30 September 2025 February 10, 2026
Registrants' Financial Statements17. Sheppard Securities Limited Audited Financial Statements for the year ended 28 February 2025 February 10, 2026
Registrants' Financial Statements18. Scotia Investments T and T Audited Financial Statements for the year ended 31 October 2025 February 10, 2026
Registrants' Financial Statements19. Republic Wealth Management Limited Audited Financial Statements for the year ended 30 September 2025 February 10, 2026
Registrants' Financial Statements20. RBC Investment Management (Caribbean) Limited Audited Financial Statements for the year ended 31 October 2025 February 10, 2026
Registrants' Financial Statements21. Murphy Clarke Financial Limited Audited Financial Statements for the year ended 30 June 2025 February 10, 2026
Registrants' Financial Statements22. Massy Finance GFC Ltd. Audited Financial Statements for the year ended 30 September 2025 February 10, 2026
Registrants' Financial Statements23. KSBM Asset Management Limited Audited Financial Statements for the year ended 31 March 2025 February 10, 2026
Registrants' Financial Statements24. KCL Capital Market Brokers Limited Audited Financial Statements for the year ended 30 September 2025 February 10, 2026
Registrants' Financial Statements25. JMMB Securities (T and T) Limited Audited Financial Statements for the year ended 31st March 2025 February 10, 2026

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Media Releases

Together, the Speeches and Statements page offers a time-stamped record of Trinidad and Tobago Securities and Exchange Commission (TTSEC)'s public messaging—useful for tracing policy priorities, regulatory guidance, and outreach themes over time.

Media & Communications

Media Releases
Speeches & Statements
Presentations
Multimedia
Social Media Directory
Calendars and Brochures

27 June, 2016

An Introduction to the Trinidad and Tobago Securities and Exchange Commission

11 April, 2016

IMPLEMENTING THE MICRO-MACRO PRUDENTIAL REPORTING FRAMEWORK

10 June, 2015

Securities (General) By-Laws, 2015

23 April, 2015

The role of Stock Exchanges (Regulators) in establishing Corporate Governance Practices

23 April, 2015

The Legal Framework for the Regulation of the Securities Industry in Trinidad and Tobago

7 January, 2015

Opening remarks

7 January, 2015

AML-CFT and the Securities Sector

7 January, 2015

The role of the TTSEC in AML-CFT

7 January, 2015

Review of the Securities sector- National Risk Assessment

7 January, 2015

AML-CFT regulation in the securities sector- the way forward

14 April, 2014

Material Change Guidance

14 April, 2014

The Registration Process

4 April, 2014

Opening remarks at the Top Trader Game – Prize giving ceremony

6 January, 2014

Opening remarks at signing of TTSEC-CBTT MOU

27 June, 2013

Overview of the Philosophical and Overarching Changes in the Regulation of the Securities Market in Trinidad and Tobago

29 October, 2012

Opening remarks

29 October, 2012

FATCA- Imperical Outreach or Hidden opportunity

29 October, 2012

The changing landscape of regulation-embracing the global dynamic

29 October, 2012

IOSCO EMC- Technical note on the development of Corporate bonds in emerging markets

29 October, 2012

Investor Education, Advocacy and Rights -Peru

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Trinidad and Tobago
Securities and
Exchange Commission

Level 23, Tower D
International Waterfront Centre
1 Wrightson Road
Port of Spain
Trinidad and Tobago

Monday to Friday 8am to 4pm

(868) 624-2991
(868) 223-2991
ttsec@ttsec.org.tt.

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Careers
Privacy Policy
Terms of Use
Useful Links
Contact Us

Careers
Privacy Policy
Terms of Use
Useful Links
Contact Us

Trinidad and Tobago
Securities and
Exchange Commission

Level 23, Tower D
International Waterfront Centre
1 Wrightson Road
Port of Spain
Trinidad and Tobago

Monday to Friday
8am to 4pm

(868) 624-2991
(868) 223-2991
ttsec@ttsec.org.tt.

Instagram Linkedin Youtube Facebook X-twitter Tiktok Google-play Apple

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