Amendment to Order re NCB Financial Group Limited Exemption
In the Matter of an Amendment to the Order of the Commission dated June 14, 2021 granting the NCB Financial […]
Exemption Orders, Orders
amendment
Acts, Legislation
Act No. 12 of 2019 – AN ACT to amend the Financial Institutions Act, Chap. 79:09, the Securities Act, Chap. 83:02 and the Insurance, Act No. 4 of 2018
Act No. 12 of 2019 – AN ACT to amend the Financial Institutions Act, Chap. 79:09, the Securities Act, Chap.
Orders, SROs Orders
Order Re: Amendment of the TTSE SME Listing Requirements
In the Matter of Section 40 of the Securities Act 2012 And In the Matter of an Application to amend
Orders, SROs Orders
Order re amendment to Stock Exchange Rules
The Trinidad and Tobago Stock Exchange Limited filed a copy of proposed amendments to the Stock Exchange Rule 227 and Horizon Trading Rule 10.2 and a concise statement of the substance and purpose for the amendments pursuant to section 40(1) of the SIA for approval by the Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”);
Notices
Notice of Proposed Amendment to the Stock Exchange Rules
The T&T Stock Exchange proposes to amend the Stock Exchange Rule 405 (1) and the Horizon Trading Rule 12.8 with respect to the price band
Notices
Amendment to Stock Exchange Rules
that the Commission issued a temporary order dated the 4th day of December 2008 in accordance with section 133 (1) (c) of the Securities Industry Act, 1995 (\”SIA\”) in respect of the revised Trinidad and Tobago Stock Exchange Rule 227 and the Horizon Trading Rule 10.2
Notices
Public Notice
The Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) has recommended to the Minister of Finance an amendment to the Securities Industry By-Laws, 1997 (\”the By-Laws\”) pursuant to section 131 of the Securities Industry Act, 1995 (\”the Act\”).
Guidelines
Amendment to Policy Guideline 11.1
This is the amendment to Policy Guideline 11.1. All other provisions of the 1998 guideline remain as originally issued.