Market Guidance
Attached are Guidance Documents to complement the Securities (Collective Investment Schemes) Bye-Laws, 2023 (the “Bye-laws”). These market guidance documents covers: […]
CIS Bye-Laws
CIS
What is a Security?
Over the years market actors have been evolving their products and services to keep abreast of changes in the securities
Exemption Orders, Orders
Order re: Exemption of Trust Form CIS from Certain Disclosure Requirements
In the Matter of Section 155 (1A)(c) of the Securities Act, Chap. 83:02 and In the Matter of an exemption
Exemption Orders, Orders
CLICO Order for exemption from CIS guidelines
The CLICO Investment Fund is granted an Order providing for EXEMPTIONS from the requirements of the following Collective Investment Scheme Guidelines only
Draft Bye-Laws
Proposed Collective Investment Scheme By-Laws 2007
These By-Laws may be cited as the Collective Investment Scheme By-Laws
Guidelines
Amendment to Policy Guideline 11.1
This is the amendment to Policy Guideline 11.1. All other provisions of the 1998 guideline remain as originally issued.
Guidelines
Promotion Presentation standards for Collective Investment Schemes
Advertisements and promotional material exhibiting performance information are key marketing tools in the promotion of securities issued by Collective Investment Schemes (\”CISs\”) to the investing public.