Onboarding Guidelines-Joint Regulatory Guidance – COVID-19 Measures
JOINT REGULATORY GUIDANCE ON COMPLYING WITH AML/CFT VERIFICATION REQUIREMENTS IN LIGHT OF COVID-19 MEASURES Trinidad and Tobago and the […]
COVID-19, Media Releases, Notices
Guidelines
Guidelines
AML-CFT Guidelines
Effectively implemented AML-CFT regimes are essential to protect the integrity and stability of capital markets and protect the sector from financial abuse and criminal economic activity. Being cognizant of the negative impact of money laundering and terrorist financing on the country\’s financial sector, the Commission has developed guidelines which supports both the current domestic legislative framework and international best practice
Draft Guidelines
Draft Amended AML/CFT Guidelines for Public Consultation
The proposed amendments to the AML/CFT Guidelines of November, 2011 (the “proposed amended Guidelines”) are being made pursuant to Section 146 of
Guidelines
Amended Repurchase Agreements Guidelines – July 2018
Sale and Repurchase Agreements Guidelines-July 2018
Guidelines
CONCISE STATEMENT OF SUBSTANCE AND PURPOSE RE: The Proposed Amendments to the Repurchase Agreement Guidelines (April 2012)
The proposed amendments to the Repurchase Agreement Guidelines of April, 2012 (the “proposed amended Guidelines”) are being made pursuant to
Exemption Orders, Orders
CLICO Order for exemption from CIS guidelines
The CLICO Investment Fund is granted an Order providing for EXEMPTIONS from the requirements of the following Collective Investment Scheme Guidelines only
Media Releases
TTSEC reminds market actors of their obligations
As the designated \’Supervisory Authority\’ under the Financial Obligations Regulations 2010, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) reminds all securities dealers and investment advisors
of their obligations
Media Releases
TTSEC announces implementation of Repo guidelines
On April 23rd 2012, the Trinidad & Tobago Securities & Exchange Commission launched the Repurchase Agreement Guidelines to participants in the securities market.
The Commission wishes to advise that the effective implementation date of the Repurchase Agreement Guidelines is July 23rd 2012.