Fintech and the Securities Market – Part 2 of 5
In last week’s article the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) discussed the importance of, and some of […]
TTSEC
Fintech and the Securities Market Part 1 of 5
As Financial Technology (“Fintech”) alters the attributes of financial services and market structures, financial regulation is also adapting. Among other
Published Articles
Other AML Areas – Wire Transfers and Non-Profit Organisations
As we come to the end of our AML series, we would like to discuss two final areas: Wire Transfers
TTSEC Bi-Annual Market Newsletter – Issue #25
TTSEC Market Newsletter – News and Updates from the Commission – Issue #25 TTSEC Bi-annual Market Newsletter Jan-
Published Articles
Politically Exposed Persons
In our series on Anti-Money Laundering and Countering the Financing of Terrorism (“AML/CFT”), we continue this week by providing an
Published Articles
Suspicious Transaction/Activity
Corruption and money laundering are areas of great concern for the Trinidad and Tobago Securities and Exchange Commission (TTSEC), particularly
Published Articles
Material Change Disclosures and COVID-19
The Novel Coronavirus (“COVID-19”) pandemic has caused disruption of varying levels and continues to affect many nations across the globe.
Registration of Securities in Trinidad and Tobago – The Prospectus
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) recently hosted its first Facebook Live Panel Discussion  and Q&A event,
Registration of Securities in Trinidad and Tobago – Distribution via a Limited Offering
The COVID-19 pandemic has increased financial challenges faced by a number of companies. It is therefore important that entrepreneurs understand
Published Articles
Registration of Securities in Trinidad and Tobago – Other Participants
In last week’s article, we focussed on the registration process for securities prior to distribution in the Trinidad and Tobago