In the Matter of the Contravention of Section 64(1)(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Port Authority of Trinidad and Tobago Contravention Order re Port Authority of Trinidad and Tobago – $1,000
In the Matter of the Contraventions of Sections 64(1)(a), (b) & (c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Point Lisas Industrial Port Development Corporation Limited
In the Matter of the Contravention of By-Law 40 of the Securities (General) By-Laws, 2015 By JMMB Securities T&T Limited Contravention Order re JMMB Securities (T&T) Limited $28,500
In the Matter of the Contravention of By-Law 40 of the Securities (General) By-Laws, 2015 By JMMB Investments (Trinidad and Tobago) Limited Contravention Order re JMMB Investments I(Trinidad and Tobago) Limited – $28,500
In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By JMMB Group Limited Contravention Order re JMMB Group Limited – $1,500
In the Matter of the Contravention of Section 136(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Ayanna Miguel Contravention Order re Ayanna Miguel – $6,500
In the Matter of Section 51(1), 155(A)(c) and 159(10) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of an Application by Nigel Clewett, a Registered Investment Adviser, for Exemption from Registering as a Broker-Dealer Exemption Order re …
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) wishes to bring to the attention of the general public an email currently in circulation purporting to emanate from an official of the TTSEC. Read the full Notice here—-> TTSEC -Public Notice re Deceptive Email and Misuse of TTSEC’s Name
Market Newsletter Issue #29
In this week’s article, we will discuss the disclosure and filing obligations of Registrants under section 51 of the Securities Act, 2012 (“SA 2012”). According to the legislation, Registrants are defined as persons registered or required to be registered under Part IV of the Act, these include entities conducting business …
