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Author Archives: Nicole Bachan

Contravention Order – Mr. Avinash Bissessar – $23,800.00

In The Matter of a Contravention of Section 136(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Avinash Bissessar   Contravention Order – Mr. Avinash Bissessar – $23,800.00

Nicole Bachan •18 Apr 2024Contraventions, Orders (Contraventions) Contravention Order

Notice of Hearing re: Readymix -February 2024

In the Matter of Section 159(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago AND In the Matter of Section 6 of the Companies Act, Chapter 81:01 of the Laws of the Republic of Trinidad and Tobago AND In the Matter of …

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Nicole Bachan •6 Mar 2024Notices, Notices of Hearing Notice of Hearing, Readymix (West Indies) Limited

Act No. 1 of 2024-The Miscellaneous Provisions (Trustees…. Mutual Administrative Act 2024

  Act No. 1 of 2024-The Miscellaneous Provisions (Trustees…. Mutual Administrative Act 2024

Nicole Bachan •4 Mar 2024Legislation

Circular Letter to Registrants – AML External Audit Reports

REMINDER OF IMPORTANT OBLIGATIONS TO ENGAGE EXTERNAL AUDITORS AND TO SUBMIT EXTERNAL AUDIT REPORTS The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) issues this reminder to all persons registered under section 51(1) of the Securities Act, Chapter 83:02 (“the Act”). In accordance with its functions under section 6(i) …

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Nicole Bachan •24 Jan 2024Circular Letters

Annual Report 2022

TTSEC Annual Report 2022   TTSEC Annual Report 2022  

Nicole Bachan •8 Jan 2024Annual Reports

Delegation Order re Standing Committee – December 2023

In the Matter of Sections 8 and 16 of the Securities Act, Chapter 83:02 AND In the matter of the delegation of specific responsibilities, powers and functions of the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) to a member of the Board of Commissioners (“the Board”)   Delegation …

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Nicole Bachan •28 Dec 2023Orders

Contravention Order – TTNGL – AACFS – $113,050.00

In The Matter of a Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) by Laws 2015 By Trinidad and Tobago NGL Limited   Contravention Order – TTNGL – AACFS – $113050.00 …

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Nicole Bachan •19 Dec 2023Contraventions, Orders, Orders (Contraventions)

Contravention Order – TTNGL – AR – $96,900.00

In the Matter of a Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) by Laws 2015 By Trinidad and Tobago NGL Limited   Contravention Order – TTNGL – AR – $96900.00

Nicole Bachan •19 Dec 2023Contraventions, Orders, Orders (Contraventions)

Order re Approval of TTSE Rules 203 and 212

In the Matter of Section 40 of the Securities Act, 2012 AND In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited (“the TTSE”) for the amendment of Rule 203 [Ex-condition Dealing] and Rule 212 [Dealing and Account Periods] of the TTSE Rules   Order re …

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Nicole Bachan •18 Dec 2023Orders

Contravention Order – TTNGL – $63,750.00

In The Matter of a Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Trinidad and Tobago NGL Limited   Contravention Order – TTNGL – $63,750.00    

Nicole Bachan •18 Dec 2023Contraventions, Orders, Orders (Contraventions)
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