Registrant Listing as at March 31 2010
NULL
Written Decisions (Contraventions)
Written decision re contravention by AATT
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of The Securities Industry Act, 1995 (�the Act�) and By-Laws 55 (1) and 56 (1) of The Securities Industry By-Laws, 1997 (�the By-Laws�) By Airports Authority of Trinidad and Tobago
Pursuant to the Securities Industry (Hearing and Settlements) Practice Rules, 2008 (�the Rules�)
Orders (Contraventions)
Order – Airports Authority of Trindad and Tobago
Order – Airports Authority of Trindad and Tobago
Orders (Contraventions)
Order for settlement agreement re HDC
In the Matter of Contraventions of Sections 64 (3), 66 (2) and 66 (1) (a) of the Securities Industry Act, 1995 and By-Law 55 (1) of The Securities Industry By-Laws, 1997 by the Trinidad and Tobago Housing Development Corporation
Orders (Contraventions)
Order for settlement agreement re PLIPDECO
In the Matter of Contraventions of Section 66 (1) (a) of
Orders (Contraventions)
Order for settlement agreement re GraceKennedy Ltd.
In the Matter of the Contraventions of By-law 56 (1)
Events
Launch of Managed Funds Study
25-Mar-2010 12:00 AM – 25-Mar-2010 12:00 AM Venue: Hilton Hotel and Conference Centre, Trinidad A breakfast meeting will be held
Media Releases
SEC launches Managed Funds Study
The Trinidad and Tobago Securities and Exchange Commission (SEC) launched a study of the Managed Funds industry at the Trinidad Hilton and Conference Centre on Thursday March 25th 2010.
Guidelines
Guidelines for repurchase agreements (Repos)
The Trinidad and Tobago Securities and Exchange Commission has published its Guidelines for Repurchase agreements(Repos) which take effect from May 3rd 2010. These guidelines were developed after consultation with the market.