It is with great concern and dismay that the Trinidad and Tobago Securities and Exchange Commission (TTSEC) has learnt of statements allegedly attributed to the Chairman of the CLICO Commission of Enquiry (COE) and to Counsel representing the COE, published in the press on Tuesday 11th December 2012.
Market Activity Report December 2011 – February 2012.pdf
Market Activity Report May – June 2012.pdf
Market Activity Report July to August 2012.pdf
November – December 2012 Market Activity Report.pdf
The Trinidad and Tobago Securities and Exchange Commission (\”the TTSEC\”) wishes to advise investors, and in particular policyholders of CLICO and British American Insurance Company (Trinidad) Limited, who have acquired Government 11-20 Bonds and are eligible to subscribe for CLICO Investment Fund units, to be aware of the risks of accepting investment advice from persons who are unregistered or unqualified to provide same
In the matter of contraventions of Section 64(3)of the Securities Industry Act, 1995 by BCB Holdings Ltd.
In the matter of a contravention of Section 66(3)of the Securities Industry Act, 1995 by BCB Holdings Ltd.
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) wishes to advise all market actors registered pursuant to the Securities Industry Act Chap. 83:02 (SIA) that they can now access the Application for the Approval of Compliance Officers Form via the TTSEC website www.ttsec.org.tt.
The Securities Bill 2012 was introduced on Wednesday November 7 2012 and seeks to protect investors from unfair and improper practices, foster fair and efficient capital markets, promote confidence in the securities industry and reduce systemic risk.
