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- Uncategorized1525. Contravention Order re Capital Markets Elite Group (T&T) Limited – $30,100.00 – 31st August 2021 August 31, 2021
- Material Changes1526. TCL – Change to senior officer- G. Silva, B. Diaz August 30, 2021
- Exemption Orders1527. Exemption Order re Nigel Clewett August 27, 2021
- Exemption Orders1528. Exemption Order re Mondial (Trinidad) Limited August 27, 2021
- Exemption Orders1529. Exemption Order re Aspire Fund Management August 27, 2021
- Material Changes1530. NEL – Change to Senior Officer – Vishnu Dhanpaul August 26, 2021
- Published Articles1531. Protecting the Integrity of the Securities Market August 25, 2021
- Material Changes1532. NIF – Change to Senior Officer – Vishnu Dhanpaul August 24, 2021
- Material Changes1533. TSTT – Change to Senior Officer – Adanna Pierre August 24, 2021
- Material Changes1534. TSTT – Change to Senior Officer – Vishnu Dhanpaul and Conrad Enill August 24, 2021
- Material Changes1535. RFHL – Expansion of business into Insurance Sector August 19, 2021
- Material Changes1536. FIRST- Reopening of branch August 19, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.