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- Exemption Orders1693. Exemption Order re Nigel Clewett August 27, 2021
- Exemption Orders1694. Exemption Order re Mondial (Trinidad) Limited August 27, 2021
- Exemption Orders1695. Exemption Order re Aspire Fund Management August 27, 2021
- Material Changes1696. NEL – Change to Senior Officer – Vishnu Dhanpaul August 26, 2021
- Published Articles1697. Protecting the Integrity of the Securities Market August 25, 2021
- Material Changes1698. NIF – Change to Senior Officer – Vishnu Dhanpaul August 24, 2021
- Material Changes1699. TSTT – Change to Senior Officer – Adanna Pierre August 24, 2021
- Material Changes1700. TSTT – Change to Senior Officer – Vishnu Dhanpaul and Conrad Enill August 24, 2021
- Material Changes1701. RFHL – Expansion of business into Insurance Sector August 19, 2021
- Material Changes1702. FIRST- Reopening of branch August 19, 2021
- Material Changes1703. NIPDEC- Change to Senior Officer- A. Landaeta August 19, 2021
- Published Articles1704. Market Conduct and Securities Market Trading August 18, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.