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- Material Changes1741. WASA – Change to Senior Officer – Ravindra Nanga July 19, 2021
- Published Articles1742. Building a Culture of Compliance July 14, 2021
- Material Changes1743. HMB – Amendment to the Company’s By-Laws July 13, 2021
- Material Changes1744. PHL – Change to Senior Officer – Navin Maharaj July 9, 2021
- Material Changes1745. FIRST- Change in Operations- Updated Branch Hours July 9, 2021
- Material Changes1746. GAMISL – Change to Senior Officer – Janet Skinner July 7, 2021
- Published Articles1747. Your Rights as an Investor Part. 2 July 7, 2021
- Material Changes1748. NCBFG – Change to Board of Directors – Resignation of Adrian Lee-Chin July 5, 2021
- Material Changes1749. FIRST- Approval of corporate restructuring July 2, 2021
- Material Changes1750. FIRST- Re-opening of branches July 2, 2021
- Material Changes1751. NIPDEC- Change to Senior Officer – Rodney Charles July 2, 2021
- Material Changes1752. NIPDEC- Change to Board of Directors- Douglas Camacho July 2, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.