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- Material Changes2029. TTUTC – Change to Senior Officer – Dominic Rampersad June 8, 2020
- COVID-192030. TTSEC Notice of Reopening June 5, 2020
- Material Changes2031. FIRST – Adjustment to branch operations June 4, 2020
- Material Changes2032. DFL – Change to Senior Officer – Roger Gomes and Varun Maharaj June 4, 2020
- Notices2033. Notice of Draft Portfolio Manager By-Laws, 2020 June 3, 2020
- Published Articles2034. Customer Due Diligence June 3, 2020
- Statement of Substance and Purpose2035. Re: Statement of Substance and Purpose – Draft By-Laws for Portfolio Manager June 3, 2020
- Material Changes2036. GML – Change to Senior Officer – Winston Singh June 2, 2020
- Material Changes2037. WASA – Change to Senior Officer – Gayle Daniel-Worrell June 2, 2020
- Material Changes2038. FIRST – Adjustment to branch operations June 1, 2020
- Material Changes2039. RFHL – Acquisition of Bank of Nova Scotia’s operations in British Virgin Islands June 1, 2020
- Notices2040. Notice- Draft CIS By-Laws 2020 May 29, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.