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- Material Changes2437. UCL – Change to Senior Officer – Danielle Chow October 3, 2019
- Material Changes2438. SFC – SLI’s acquisition of CLICO and BAICO insurance portfolios October 3, 2019
- Material Changes2439. NCBFG – NCB Capital Markets Ltd sale of stake in Advantage General Insurance Company Ltd October 2, 2019
- Material Changes2440. MHL – Change to Senior Officer – Alberto Rozo October 1, 2019
- Material Changes2441. MHL – Change to Senior Officer – Vaughn Martin October 1, 2019
- Material Changes2442. MHL – Change to Senior Officer – Frere Delmas October 1, 2019
- Material Changes2443. MHL – Change to Board of Directors – Robert Riley October 1, 2019
- Material Changes2444. MHL – Change to Board of Directors – Gary Voss October 1, 2019
- Media Releases2445. TTSEC Launches Educational Investing Game – InvestorQuest TT October 1, 2019
- Material Changes2446. JMMBGL – Shareholders approved the resolution for the issuance of additional shares September 27, 2019
- Material Changes2447. JMMBGL – Board of Directors will seek shareholders’ approval for issuance of additional shares September 27, 2019
- Material Changes2448. RFHL – Change to Senior Officer – Harford and Pereira September 27, 2019
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.