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- Registrants' Financial Statements601. Bourse Securities Limited Audited Financial Statements for the year ended 31 December 2023 June 25, 2024
- Material Changes602. FCGFH – Notification of Approval of the First Citizens Bank Limited Vesting Order 2024 June 25, 2024
- Material Changes603. FCBL – Notification of Approval of the First Citizens Bank Limited Vesting Order 2024 June 25, 2024
- Material Changes604. FCDSL – Notification of Approval of the First Citizens Bank Limited Vesting Order 2024 June 25, 2024
- Material Changes605. SFCL – Closing of Private Placement Note Offering June 25, 2024
- Material Changes606. SFCL – Renewal of Normal Course Issuer Bid 2024 June 25, 2024
- Material Changes607. EHL – Approval of Dividend for the year ended April 30 2024 June 25, 2024
- Registrants' Financial Statements608. Sheppard Securities Limited Audited Financial Statement for the year ended 28 February 2023 June 24, 2024
- Registrants' Financial Statements609. Sagicor Investments (T&T) Limited Audited Financial Statements for the year ended 31 December 2023 June 24, 2024
- Registrants' Financial Statements610. NCBMBTTL Audited Financial Statements for the year ended 30 September 2023 June 24, 2024
- Registrants' Financial Statements611. Maritime Capital Limited Audited Financial Statements for the year ended 31 March 2023 June 24, 2024
- Registrants' Financial Statements612. JMMB Securities (T and T) Limited Audited Financial Statement for the year ended 31 March 2023 June 24, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.