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Acts, Legislation

The Securities Act 2012 (as Amended)

On September 10, 2014 the President of the Republic of Trinidad and Tobago assented to the Securities (Amendment) Act, 2014, Act No. 9 of 2014, which amended the Securities Act, 2012 (\”SA 2012\”).

Media Releases

The proclamation of the Securities Act 2012

The Trinidad and Tobago Securities and Exchange Commission advises the public and all Market Actors that The Securities Act, 2012
was proclaimed by His Excellency, The President of the Republic of Trinidad and Tobago on December 28, 2012

Legislation

The Securities Act, 2012

AN ACT to provide protection to investors from
unfair, improper or fraudulent practices; foster
fair and efficient securities markets and
confidence in the securities industry in Trinidad
and Tobago; to reduce systemic risk, to repeal
and replace the Securities Industry Act,
Chap. 83:02 and for other related matters

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Proposed Legislation

The Commission would like to thank everyone who submitted feedback or attended the Public consultations on the Draft Securities Bill. The revised draft legislation is attached.

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TTSEC hosts Public Consultations on Draft Securities Bill

\”Regulatory reform is a never ending process as the market being regulated is one that is dynamic; and as situations change, so too must the regulatory framework\”. It is against this backdrop that the TTSEC hosted a series of public consultations.

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