Functions of the TTSEC
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) was established under the Securities Industry Act 1995 (SIA 1995) which […]
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regulator
HOW THE SECURITIES INDUSTRY IS REGULATED (PART 2)
In our previous article, we discussed the regulatory frameworks that are available to the TTSEC in regulating the local securities
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Other AML Areas – Wire Transfers and Non-Profit Organisations
As we come to the end of our AML series, we would like to discuss two final areas: Wire Transfers
TTSEC Bi-Annual Market Newsletter – Issue #25
TTSEC Market Newsletter – News and Updates from the Commission – Issue #25 TTSEC Bi-annual Market Newsletter Jan-
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Politically Exposed Persons
In our series on Anti-Money Laundering and Countering the Financing of Terrorism (“AML/CFT”), we continue this week by providing an
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Suspicious Transaction/Activity
Corruption and money laundering are areas of great concern for the Trinidad and Tobago Securities and Exchange Commission (TTSEC), particularly
Published Articles
Material Change Disclosures and COVID-19
The Novel Coronavirus (“COVID-19”) pandemic has caused disruption of varying levels and continues to affect many nations across the globe.
Registration of Securities in Trinidad and Tobago – The Prospectus
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) recently hosted its first Facebook Live Panel Discussion  and Q&A event,
Notices
Public Notice re Administrative Fines
THE PUBLIC IS HEREBY NOTIFIED that the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) imposes administrative fines pursuant