Updated Sample Compliance Officer form
An application for the approval of Compliance Officers in reference to the TTSEC\’s AML-CFT guidelines can be submitted via this form.
Guidelines
TTSEC
Material Change
SIJL – Change to Board of Directors – Mr. Bruce Bowen
SIJL – Change to Board of Directors – Mr. Bruce Bowen
Notices
RE: Notice to minority shareholders and former employees BWIA
The Trinidad and Tobago Securities and Exchange Commission advises the minority shareholders and former employees of BWIA West Indies Airways
Media Releases
RE: TTSEC Welcomes New Board of Commissioners
TTSEC Welcomes New Board of Commissioners
Media Releases, Uncategorized
RE: TTSEC Celebrates Investor Education Month in May
The securities industry in Trinidad and Tobago offers a wealth of opportunities to make your money grow and safeguard your
Speeches
IMPLEMENTING THE MICRO-MACRO PRUDENTIAL REPORTING FRAMEWORK
Implementing the Micro/Macro Prudential Reporting Framework on April 8, 2016 at the Hilton. Presenter – Rosalind King, Director Compliance and
TTSEC to introduce new Reporting Framework to mitigate systemic risk
Mitigating and managing systemic risk is critical in securing our nation’s securities industry. As regulator for the securities industry, responsible
Notices
Public Notice re Orders for the period March 2015 to December 2015
In accordance with Section 159 (12) of the Securities Act, 2012 (SA 2012), the Commission is required to issue a
FOIA Statements
FOIA Statement 2016
Public Statement of the Trinidad and Tobago Securities and Exchange Commission FREEDOM OF INFORMATION ACT (FOIA) 1999 CHAPTER 22:02 In