The Governing Laws of the Securities Industry in Trinidad and Tobago
As we approach our 25th anniversary of protecting investors and fostering the orderly growth and development of the local capital […]
Published Articles
TTSEC
Published Articles
Importance of Financial Regulation in the Securities Industry
An English poet, John Donne famously wrote that “no man is an island.” An old adage which can also speak
Published Articles
Micro and Macro-Prudential Reporting Framework (MMRF), why is it important?
As per Section 6 of the Securities Act, Chapter 83:02, of the Laws of the Republic of Trinidad and Tobago
Published Articles
Margin Trading and Leverage
This week’s article looks at how debt plays an important part in wealth creation. More specifically, we shall look at
Delegated Orders, Orders
Delegation Order re Standing Committee
In the Matter of Section 8 and 16 of the Securities Act, Chapter 83:02 AND In the matter of the
Published Articles
Mutual Funds and the Securities Market
Every new year, many individuals embark on a journey to increase their investment portfolio. The securities market provides individuals with
Orders, Other
Order re Appointment of Settlement Pre-Hearing Conference Hearing Panels
In the Matter of Section 21 of the Securities Act, 2012 And In the Matter of the Appointment of a
Published Articles
Smart Contracts and the Capital Markets
The New Year is still in its infancy and this week’s article focuses on an area that can be categorised
Published Articles
Market Manipulation, Insider Trading & Front Running – What you should know.
Happy New Year, Trinidad and Tobago! This week’s article focuses on market manipulation, insider trading and front running. The information
Published Articles
Guidelines for Investing Wisely
It is the end of the year, and you’ve saved just enough to make an investment and support a new