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- Material Changes1669. RBC – Changes to Board of Directors – H. Monroe-Blum, M. McCain April 16, 2021
- Material Changes1670. FCIB-Change to Senior Officer – C. Lewis, K. Bourne, J. Bend, D. Williamson April 16, 2021
- Material Changes1671. DFL – Amendment of Articles of Continuance April 14, 2021
- Material Changes1672. UDECOTT – Change to Senior Officer – Kimberly Carr-Hamilton April 14, 2021
- Material Changes1673. PLIPDECO – Change to Senior Officers – Harold Ragbir, Curtis Dennie April 14, 2021
- Material Changes1674. AMCL – Change to Senior Officer – Alastair Paton April 14, 2021
- Material Changes1675. SPORTT – Change to Board of Directors – Dianne Antoine, Leon Ramdeen April 14, 2021
- Published Articles1676. Is Cryptocurrency a Security? April 14, 2021
- Notices1677. CIS Notice April 2021 April 13, 2021
- Draft Bye-Laws1678. Draft Collective Investment Schemes By-Laws 2021 April 9, 2021
- Material Changes1679. NCBFG – Non-declaration of dividend April 9, 2021
- Published Articles1680. Regulating Fintechs April 7, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.