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- Material Changes1681. STTFIF – The sole shareholder of governance shares resolved to put the Company into liquidation June 15, 2021
- Material Changes1682. STTGFI – The sole shareholder of governance shares resolved to put the Company into liquidation June 15, 2021
- Material Changes1683. FIRST – Change in branch operations June 14, 2021
- Material Changes1684. SFCL – Notice of redemption of senior notes due 2022 June 14, 2021
- Material Changes1685. SFCL – Amendment to By-Laws June 11, 2021
- Material Changes1686. SFCL – Change to Board of Directors – Dennis Harris June 11, 2021
- Material Changes1687. SPORTT – Change to Senior Officer – Ansuya Babwah June 9, 2021
- Material Changes1688. SSTIF – Change to Board of Directors – Camille Chatoor June 9, 2021
- Material Changes1689. SBTT – Change to Board of Directors – Camille Chatoor June 9, 2021
- Broker-Dealers1690. Role of Broker-Dealers in the securities market of Trinidad and Tobago June 9, 2021
- Material Changes1691. PATT – Change to Senior Officers – A. Beharry, D. Jaggernauth, T. Elias, S. Baptiste and C. Hart June 8, 2021
- Material Changes1692. AMCL – Changes to Board of Directors – Norman Christie, Krysta De Lima, Vicki-Ann Assevero June 7, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.