In the Matter of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Securities Act”) and the Securities Industry (Hearings and Settlements) Practice Rules 2008 (“the Hearings Rules”)
And
In the Matter of an Investigation pursuant to section 150 of the Securities Act by the Commission into Mr. Hassan Phillip Rahaman’s application for, and purchase of, First Citizens Bank Limited Shares (“FCB Shares”) on the 12th day of August 2013 and the Subsequent Sale of FCB Shares on the 14th day of January 2014 (“the Matter”)