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- Material Changes2065. AL – Change to Senior Officer – Kathryna Baptiste Assee March 6, 2020
- Material Changes2066. AHL- Change to Senior Officer – Kathryna Baptiste Assee March 6, 2020
- Material Changes2067. AGL- Change to Senior Officer – Gerard Thomas March 6, 2020
- Published Articles2068. Corporate Governance and the Securities Market March 4, 2020
- Material Changes2069. WCO – Change to Senior Officer – Claudio Wulf, Arturo Lordmendez March 3, 2020
- Material Changes2070. PTSC – Change to Senior Officer – Bashir Mohammed February 28, 2020
- Material Changes2071. PTSC – Change to Senior Officer – Priya Jadoo February 28, 2020
- Material Changes2072. NFM – Change to Board of Directors – Joanne Salazar February 28, 2020
- FOIA Statements2073. FOIA Statement 2020 February 26, 2020
- Published Articles2074. Building a Culture of Regulatory Compliance (Part 2) February 26, 2020
- Material Changes2075. NGL – Acquisition of Assets (Twin Eagle Liquids Marketing LLC) February 21, 2020
- Material Changes2076. RBL- Change to Senior Officer – Robert Soverall February 21, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.